| Course Name | Capital Market Regulations |
| Code | Semester | Theory (hour/week) | Application/Lab (hour/week) | Local Credits | ECTS |
|---|---|---|---|---|---|
| LAW 340 | Fall/Spring | 3 | 0 | 3 | 4 |
| Prerequisites | None | |||||
| Course Language | English | |||||
| Course Type | Elective | |||||
| Course Level | First Cycle | |||||
| Mode of Delivery | - | |||||
| Teaching Methods and Techniques of the Course | ||||||
| Course Coordinator | ||||||
| Course Lecturer(s) | ||||||
| Assistant(s) | ||||||
| Course Objectives | The purpose of this course is to introduce students to the regulation of capital markets, which constitute one of main pillars of the financial system. |
| Learning Outcomes | The students who succeeded in this course;
|
| Course Description | This course is structured in four parts (a) The first part deals with the structure and the functions of the financial system in general, in particular the functions of the capital markets and finally the objectives of and the instruments for their regulation (b) The second part is devoted to a short presentation of public international financial law, and in particular the international organisations and international fora dealing with capital market regulation.(c)The knowledge of the main principles developed by these international organizations and fora with regard to capital markets regulation is subject of the third part. (d)Finally, the fourth part deals with the main aspects of Turkish capital market regulation |
| Related Sustainable Development Goals |   |
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| Core Courses | X |
| Major Area Courses | ||
| Supportive Courses | ||
| Media and Managment Skills Courses | ||
| Transferable Skill Courses |
| Week | Subjects | Required Materials |
| 1 | The financial system: an overview | Relevant sections of course notes and other sources |
| 2 | Money and capital markets | Relevant sections of course notes and other sources |
| 3 | Clearing and settlement | Relevant sections of course notes and other sources |
| 4 | Theory of capital markets regulation | Relevant sections of course notes and other sources |
| 5 | The individual regulations (1) | Relevant sections of course notes and other sources |
| 6 | The individual regulations (2) | Relevant sections of course notes and other sources |
| 7 | Capital markets regulation and international law | Relevant sections of course notes and other sources |
| 8 | mid-term, IOSCO core principles (1) | |
| 9 | IOSCO core principles (2) | Relevant sections of course notes and other sources |
| 10 | OECD Principles on corporate governance (1) | Relevant sections of course notes and other sources |
| 11 | OECD Principles on corporate governance (2) | Relevant sections of course notes and other sources |
| 12 | CPMI core principles | Relevant sections of course notes and other sources |
| 13 | Turkish capital market regulations | Relevant sections of course notes and other sources |
| 14 | final exam | Relevant sections of course notes and other sources |
| 15 | Review of the Semester | |
| 16 | Review of the Semester |
| Course Notes/Textbooks | de Haan, J., Oosterloo, S., and D. Schoenmaker (2009): European Financial Markets and Institutions, Cambridge University Press, Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, São Paolo IOSCO (various publications): Standards and principles (available at: http://www.iosco.org/publications). |
| Suggested Readings/Materials | Notes by the instructor |
| Semester Activities | Number | Weighting |
| Participation | ||
| Laboratory / Application | ||
| Field Work | ||
| Quizzes / Studio Critiques | ||
| Portfolio | ||
| Homework / Assignments | ||
| Presentation / Jury | ||
| Project | ||
| Seminar / Workshop | ||
| Oral Exam | ||
| Midterm | 1 | 40 |
| Final Exam | 1 | 60 |
| Total |
| Weighting of Semester Activities on the Final Grade | 60 | |
| Weighting of End-of-Semester Activities on the Final Grade | 40 | |
| Total |
| Semester Activities | Number | Duration (Hours) | Workload |
|---|---|---|---|
| Course Hours (Including exam week: 16 x total hours) | 16 | 3 | 48 |
| Laboratory / Application Hours (Including exam week: 16 x total hours) | 16 | ||
| Study Hours Out of Class | 0 | ||
| Field Work | |||
| Quizzes / Studio Critiques | |||
| Portfolio | |||
| Homework / Assignments | |||
| Presentation / Jury | |||
| Project | |||
| Seminar / Workshop | |||
| Oral Exam | |||
| Midterms | 1 | 30 | |
| Final Exams | 1 | 40 | |
| Total | 118 |
| # | Program Competencies/Outcomes | * Contribution Level | ||||
1 | 2 | 3 | 4 | 5 | ||
| 1 | To be able to possess the knowledge in legal terminology, concepts and principles. | X | ||||
| 2 | Solves the legal problems with an analytic and integral point of view. | X | ||||
| 3 | Evaluates the legal knowledge and abilities obtained with a critical approach. | X | ||||
| 4 | Evaluates the developments in legal theory and practice by monitoring local, international and interdisciplinary dimensions. | X | ||||
| 5 | Is conscious of social, professional and scientific principles of ethic behaviour. | X | ||||
| 6 | Takes responsibility in solving problems by creative and innovative thinking. | X | ||||
| 7 | Interprets the sources of law by ways of legal methodology. | X | ||||
| 8 | To be able to interpret the legal norms with a sense of justice respectful to human rights and in the light of principles of democratic, secular and social state of law. | X | ||||
| 9 | To be able to use the daily scientific sources and court judgments in the framework of life time learning approach. | X | ||||
| 10 | Informs the related persons and institutions about legal matters both verbally and in written. | X | ||||
| 11 | Monitors the daily legal information/court decisions and interacts with the colleagues in a foreign language (“European Language Portfolio Global Scale” Level B1). | X | ||||
| 12 | Uses the information and communication technology together with the computer programs in a level required by the area of law (“European Computer Driving Licence, Advanced Level”). | X | ||||
*1 Lowest, 2 Low, 3 Average, 4 High, 5 Highest
